Securities Act

Results: 34055



#Item
721

SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; File NoNexPoint Credit Strategies Fund, et al.; Notice of Application February 5, 2015 Agency: Securities and Exchange Commission

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Source URL: edgar.sec.gov

Language: English - Date: 2015-02-06 13:20:35
    722

    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 12, 2015 ADMINISTRATIVE PROCEEDING

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    Source URL: www.sec.gov

    Language: English - Date: 2015-05-12 16:53:01
      723

      Act on Securities Transactions CHAPTER I Scope and definitions Article 1 Scope This Act shall apply to securities transactions. “Securities transactions” shall mean:

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      Source URL: eng.atvinnuvegaraduneyti.is

      Language: English - Date: 2007-10-19 09:31:11
        724

        UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 12, 2015 ADMINISTRATIVE PROCEEDING

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        Source URL: www.sec.gov.

        Language: English - Date: 2015-05-11 20:12:39
          725

          The information provided is such that Proventus Capital Partners II AB (publ) is obligated to disclose pursuant to the Securities Markets Act (SFS 2007:528) and/or the Financial Instruments Trading Act (SFS 1991:980). Th

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          Source URL: www.proventus.se

          Language: English - Date: 2015-04-14 08:08:48
            726

            UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 5, 2015 ADMINISTRATIVE PROCEEDING

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            Source URL: www.sec.gov

            Language: English - Date: 2015-05-05 11:20:42
              727

              UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoFebruary 23, 2015

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              Source URL: www.sec.gov

              Language: English - Date: 2015-02-23 17:20:08
                728

                UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 17, 2015 ADMINISTRATIVE PROCEEDING

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                Source URL: edgar.sec.gov

                Language: English - Date: 2015-03-17 05:53:31
                  729

                  UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoNovember 25, 2014 ________________________________________________

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                  Source URL: www.sec.gov

                  Language: English - Date: 2014-11-26 08:45:01
                    730

                    UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoDecember 15, 2014 ACCOUNTING AND AUDITING ENFORCEMENT

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                    Source URL: www.sec.gov.

                    Language: English - Date: 2014-12-15 11:55:40
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